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Supervisory Challenges Under MiFID II: How to Comply / October 4-5, 2018, Trier

Academy of European Law organises

Supervisory Challenges Under MiFID II: How to Comply

Trier

October 4-5, 2018

Objective
This seminar will consider selected aspects of MiFID II such as trading venues, third-country provisions and supervisory challenges presented by the legislation in the context of its investor protection objectives. The seminar will address the practical steps that should be taken to ensure compliance with MiFID II.

Key topics
– Brexit and third-country provisions
– Interaction with the GDPR and FinTech
– Compliance and complaints
– Underwriting and placing
– Safeguarding of client’s assets
– Pricing of research
– Trading venues: SMEs, CCPs, algorithmic trading

Who should attend?
Compliance officers, banking and capital markets lawyers, national supervisors.

Apply for a scholarship:
The German Bundesbank Mainz has generously offered to sponsor the participation of a number of legal practitioners.

:: Information for applicants
:: Application form

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